Securities Operations Risk Management
Securities Operations Risk Management
Session
Duration: 4 Weeks
Commitment: 2-3 Hours/Week
Language
English
Course Format
Online Self-paced
What will you learn
About this Course
The Securities Operations Risk Management (SORM) course has been designed as per the curriculum mandated by NISM for the Mutual Fund Distributor Series VII Examination. The course covers different aspects related to the Securities Market, Market Participants, Broking Operations, Risk Management, Clearing Process, Settlement Process, Investor Grievances, Arbitration and other services provided by Brokers.
The course comprises of an online voice enabled module which has interactive exercises after each lesson that helps you to revise the concepts learned in that lesson.
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Who would benefit?
- Anyone who is attempting to take up the NISM-Series-VII: Securities Operations and Risk Management Certification Examination. This examination is a mandatory certification for individuals associated with a registered stock-broker/trading member/clearing member in recognised stock exchanges who are involved in::
(a) Assets or funds of investor or clients
(b) Redressal of investor grievances
(c) Internal control or risk management
(d) Activities having a bearing on operational risk - Graduate and post graduate students, and job seekers in the broking operations space
Course Syllabus
Prerequisites
This course does not have any prerequisites with respect to the domain/subject being addressed.
Instructor
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FAQs
